![]() ![]() and Silver Edge Financial LLCĪdministrative Proceeding File No.: 3-21325 and Carsten KleinĪdministrative Proceeding File No.: 3-21326ĭate of Qualifying Judgment/Order: March 3, 2023 In the Matter of Equity Acquisition Company Ltd. In the Matter of Flutter Entertainment plc, as successor-in-interest to the Stars Group, Inc.Īdministrative Proceeding File No.: 3-21330ĭate of Qualifying Judgment/Order: March 6, 2023Īdministrative Proceeding File No.: 3-21342ĭate of Qualifying Judgment/Order: March 14, 2023 Ryn.Ĭase Number: 23-cv-00191 (United States District Court for the District of Nevada)ĭate of Qualifying Judgment/Order: March 2, 2023 (a/k/a GexCrypto Global Trading Corp.) and Emiliano S. Mantei, and Atul MakhariaĪdministrative Proceeding File No.: 3-21295 In the Matter of Centaurus Financial, Inc., Ricky A. ![]() BarksdaleĬase Number: 22-cv-01933 (United States District Court for the Southern District of New York)ĭate of Qualifying Judgment/Order: March 15, 2023 NugentĪdministrative Proceeding File No.: 3-21312ĭate of Qualifying Judgment/Order: February 27, 2023 In the Matter of Foresight Wealth Management, LLC and Adam E. Phillip Hudnall, Todd Esh, Birddog Business Group, LLC, and Birddog Oil Equipment, LLCĬase Number: 20-cv-00327 (United States District Court for the Western District of Missouri)ĭate of Qualifying Judgment/Order: March 27, 2023 In the Matter of Roadrunner Transportation Systems, Inc.Īdministrative Proceeding File No.: 3-21301ĭate of Qualifying Judgment/Order: February 14, 2023 Moynes, Digatrade Financial GroupĬase Number: 22-cv-11006 (United States District Court for the District of Massachusetts)ĭate of Qualifying Judgment/Order: March 8, 2023 Medsis International Inc., Joshua Dax Cabrera and Paul HessĬase Number: 21-cv-11356 (United States District Court for the District of Massachusetts)ĭate of Qualifying Judgment/Order: March 10, 2023Ĭase Number: 23-cv-00206 (United States District Court for the District of Connecticut)ĭate of Qualifying Judgment/Order: February 24, 2023 Varacchi and Sentinel Growth Fund Management LLCĬase Number: 17-cv-00155 (United States District Court for the District of Connecticut)ĭate of Qualifying Judgment/Order: February 7, 2023 Star Chain, Inc., and Timur Efe, a/k/a Omer CasurlukĬase Number: 21-cv-03944 (United States District Court for the Northern District of Georgia)ĭate of Qualifying Judgment/Order: February 6, 2023 SEC Office of the Whistleblower (c/o ENF-CPU) Whistleblower Award Applications submitted by mail or fax should be sent to: Generally, submissions are acknowledged within 60 days. We strongly encourage Form WB-APPs to be submitted by email to Duplicate submissions of a Form WB-APP by multiple methods (e.g., fax, email, and mail) are discouraged as they may cause delays. Once a Notice of Covered Action is posted, individuals have 90 calendar days to apply for an award by submitting a completed Form WB-APP to the Office of the Whistleblower by midnight on the claim due date listed for that action. ![]() Subject to the Whistleblower Amended Rules, individuals who voluntarily provided the SEC with original information after Jthat led to the successful enforcement of a covered action listed below are eligible to apply for a whistleblower award. ![]() By posting a Notice for a particular case, we are not making any determinations either that (i) a whistleblower tip, complaint or referral led to the SEC opening an investigation or filing an action with respect to the case or (ii) an award to a whistleblower will be paid in connection with the case. The inclusion of a Notice means only that an order was entered with monetary sanctions exceeding $1 million. We post Notices of Covered Action for each SEC action where a final judgment or order, by itself or together with other prior judgments or orders in the same action issued after July 21, 2010, results in monetary sanctions exceeding $1 million. ![]()
0 Comments
Leave a Reply. |